RBA Cash Rate: 4.35% · 1AUD = 0.67 USD · Inflation: 4.1%  
Leading Digital Marketing Experts</strong | 1300 235 433 | Aggregation Enquires Welcome | Book Appointment
Example Interest Rates: Home Loan Variable: 5.69% (5.89%*) • Home Loan Fixed: 5.39% (6.59%*) • Fixed: 5.39% (6.59%*) • Variable: 5.69% (5.89%*) • Investment IO: 5.69% (6.48%*) • Investment PI: 5.39% (6.59%*)

2.19 – ASIC’s Senior Executive responsible for Financial Advisers testifies at the Royal Commission

Views  7  Likes  0  Dislikes  0  Published  December 29, 2020, 3:02 pm
Louise Macaulay, senior executive responsible for financial advisers at the Australian Securities and Investments Commission (ASIC), is being questioned over ASIC's reluctance to use its powers to punish rogue financial advisers, revealing that the regulator had criminally prosecuted just one holder of an Australian Financial Services Licence in the past 10 years and had launched civil action against a licencee just six times.

Recorded on 27 April 2018 at the Owen Dixon Commonwealth Law Courts Building in Melbourne.

  Watch on YouTube

■ ■ ■

 
Download our complimentary 650-page guide on marketing for mortgage brokers. We'll show you exactly how we generate billions in volume for our clients.
Finance Guide, Cropped Top and Bottom
  Timezone: 1 · [ CHANGE ]

Like this article?

Share on Facebook
Share on Twitter
Share on Linkdin
Share on Pinterest

Leave a comment